Specialist FCA Compliance Consultancy for Insurance Brokers, MGAs & Claims Management Companies
Committed to Compliance Excellence
Clear advice. Strong governance. Confident decisions.
Who we are
AJG Regulatory Solutions Ltd is driven by a senior compliance leader with deep, hands‑on experience across FCA‑regulated insurance broking and MGA environments. We bring a strong track record in governance, regulatory risk, Consumer Duty, training, and effective FCA engagement translating complex requirements into clear, practical actions.
Working in close partnership with directors, boards, and senior leadership teams, we deliver regulatory solutions that are not only robust and compliant but also commercially aligned. Our approach is grounded in clarity, collaboration, and real‑world understanding, helping firms navigate regulatory expectations with confidence and purpose.
Who we support
AJG Regulatory Solutions primarily supports small to mid-sized UK insurance intermediaries
and Principal firms requiring pragmatic, proportionate FCA compliance support.
FCA-regulated Insurance Brokers
Managing General Agents (MGAs)
Principal Firms overseeing Appointed Representatives
Our Values
A - Accountability
We take ownership of our advice and its impact. We are clear on responsibilities, decisions, and outcomes, holding ourselves to the same standards expected of senior management under the FCA’s SM&CR.
J - Judgement
We apply experienced, professional judgement - not box-ticking. Our advice is risk-based, proportionate, and tailored to the firm’s size, complexity, and business model.
G - Governance
We strengthen governance in a way that works in practice. Our focus is on clarity of roles, effective oversight, and decision-making that stands up to regulatory scrutiny.
R - Regulatory Integrity
We act with independence, honesty, and credibility. Our work is aligned to FCA expectations, Consumer Duty outcomes, and the spirit - not just the letter - of regulation.
S - Solutions-Led
We focus on practical solutions, not theoretical compliance. Our advice is actionable, pragmatic, and designed to support sustainable, well-run businesses.
Contact us
Partner with AJG Regulatory Solutions for comprehensive training and consultancy services to enhance your compliance abilities and secure your organisation’s future.
